Introduction

  • Investment strategies based on our research.
    • Portfolio comprised, primarily but not exclusively, of larger companies (NYSE and NASDAQ-listed) with broad stock capitalization and the potential for capital appreciation in the intermediate to long-term.
    • Personal supervision of each investment position in the portfolio.
    • We do not engage in risky strategies such as trading, short-selling, buying on margin, or speculating in derivatives.
  • Personal supervision of each investment position in the portfolio.
  • An individual securities brokerage account featuring:
    • $25 million account protection on each account: $500,000 from SIPC, (including $250,000 for claims of cash) and an additional $24.5 million of private excess-SIPC coverage through and insurance policy ccarried by our N.Y.C.E. Clearing Firm. This does not shield against market loss.
    • Investment of cash balances at prevailing day-to-day money market rates
    • Confirmation for each transaction
    • Monthly statements containing market valuations of all portfolio holdings
    • A schedule of estimated gains and losses with supporting information and data furnished twice a year to each advisory client – in September for tax-planning and the following January for tax-return filing
    • Taxable accounts are managed to achieve the maximum tax savings possible (“tax-efficiency”)